Introducing the SRA Standards and Regulations

Two new Codes of Conduct

On 25 November 2019 the SRA Standards and Regulations will replace the SRA Handbook. There will be seven Principles instead of ten, and two codes of conduct, one for Individuals and one for Firms. They are much shorter than the current Code of Conduct. Whilst they adopt most of its key themes, they abandon its approach based on Outcomes and Indicative Behaviours. Instead the new codes focus on lawyers and firms using their professional judgement and justifying their actions.  “Nothing new there” you might think, “we can carry on as normal”. You would be wrong.

Big changes for every lawyer

There’s a significant change of emphasis because of a new duty to demonstrate compliance with your regulatory obligations. Just how are you going to do that for every tricky decision you make every day of the week?

Other changes include:

  • A new principle of honesty – how does it work alongside the principle of integrity?
  • A new duty not to waste the court’s time.
  • Reinforced duties for supervisors in relation to the work and competence of their teams.
  • Changes to the exceptions to the duty of disclosure to clients.
  • Reporting obligations which may (or may not) be satisfied by notifying your COLP.
  • A new duty to take remedial action if a client suffers loss or harm when things go wrong – What kind of action will be appropriate?
  • A time limit for providing prescribed information to clients when a complaint has not been resolved to their satisfaction.

E-learning for busy lawyers

In October we will release our e-learning course on the new SRA Standards and Regulations, with an introduction and three short modules, one on the Principles and one on each new Code. They will focus on what you need to know, not on what you don’t.  You’ll learn enough to stay compliant, and know where to look when things get tricky.   Like all our e-learning this course is quick, relevant and engaging.


Get in touch if you’d like a sneak preview, a heads-up when we launch or if you want to discuss options for hosting the course on your own LMS.

Phone: Kath on 0114 273 8300.

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Posted by News Desk